Associate Vice President || Technology Controls & Compliance Assurance

Capabilities, Experience & Qualification Requirements

Experience

• 8+ years experience Technology audit, assurance or risk management related roles in consulting firms or other large financial services institutions.
• Experience in identifying and testing automated business and/or Technology controls.
• Experience in executing assurance/monitoring processes and testing programs
• Good knowledge of risk function and risk management practices is preferable.

Essential Capabilities

• Strong knowledge of technology risks and controls
• Ability to articulate the impact of automated control findings to control owners and operators.
• Ability to work collaboratively with concerned stakeholders.
• Good verbal and written communication skills.

Qualification Requirements

• Tertiary degree in Finance / Commerce / Information Systems / Engineering or related discipline
• Obtained CISA / CIA / CA / CPA and/or other relevant risk management or technology risk accreditations

Key Accountabilities

• Independently undertake predominately automated control design and operating effectiveness testing and validating linkages to process, risks and obligations.
• Ensure testing consideration is made to reflect on the controls ability to support the relevant compliance obligation theme.
• Delivery of design and operating effectiveness workpapers to a high standard and within timelines.
• Communicate and agree findings with business stakeholders, ensuring these findings are pragmatic and value adding.
• Build relationships with stakeholders and provide control advice where relevant.
• Identify and timely escalation of any issues and provides potential solutions as required.
• Undertake peer reviews of other testers outcomes.
• Contribute to continuously improving productivity.
• Contribute to team wide initiatives and engagement.